Regulation
The Securities and Exchange Commission said: "In fiscal year 2026, the Commission filed 348 enforcement actions, including 235 standalone actions", plus 113 follow-on administrative proceedings.
Regulation
The Commodity Futures Trading Commission said it announced "eight orders filing and settling charges" against eight individuals "for acting as unregistered associated persons of unregistered foreign introducing brokers."
Regulation
The European Banking Authority released the final methodology and draft templates for its 2027 stress test. It said it reduced "the number of required data points by 55%".
Regulation
The Justice Department's Antitrust Division said it closed its investigation of FOX's proposed acquisition of Roku, announced on June 15 at "approximately $22 billion".
Regulation
The Commodity Futures Trading Commission said designated contract markets "must cease domestic geographic restrictions that violate the Impartial Access Requirements within 30 days."
Regulation
The Justice Department said it is forming a Super Intelligence (SI) Task Force. It quoted President Trump saying “America stands at the forefront of a new technological revolution in intelligence.”
Regulation
The SEC said it issued exemptive relief from its Treasury clearing rules related to "inter-affiliate repo transactions and non-U.S. repo transactions."
Regulation
The SEC said it charged BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd over a scheme that raised "more than $130 million from tens of thousands of retail investors."
Regulation
The Commodity Futures Trading Commission said it will host an industry roundtable on 15 December on the viability of derivatives markets moving to 24/7 trading, covering overnight trading, tokenization, infrastructure and staffing needs, and operational readiness.
Regulation
The Commodity Futures Trading Commission said it sued Utah to block the state from using state law to shut down CFTC-registered contract markets, after Utah filed civil enforcement actions in state court.
Regulation
The CFTC said it will publish its Commitments of Traders report twice a week instead of once by the end of 2026.
Regulation
The Commodity Futures Trading Commission and the NBA signed a memorandum of understanding to share information on integrity issues in prediction markets.
Regulation
The SEC said the Division of Examinations' FY2027 priorities cover its "more than 34,000 registrants".
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