SEC publishes FY2027 examination priorities

The SEC said the Division of Examinations' FY2027 priorities cover its "more than 34,000 registrants". Listed areas include "Private funds, private credit, and other complex investment strategies", "Retail investor protection, particularly regarding complex, higher-risk, and illiquid products", and "Emerging technologies, including super intelligence". Chairman Paul S. Atkins said: "Examinations are one of the Commission's most important tools for promoting compliance with the federal securities laws and helping protect investors."