The True Brief

Regulation ·

CFTC settles charges with eight people over unregistered foreign broker solicitation

The Commodity Futures Trading Commission said it announced "eight orders filing and settling charges" against eight individuals "for acting as unregistered associated persons of unregistered foreign introducing brokers." It said the brokers solicited orders "for off-exchange leveraged or margined retail foreign currency and retail commodities transactions with U.S. customers who were not eligible contract participants."

Today's front page Read the full issue, Tuesday 10 November 2026

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